Blue sheets are formal requests for information sent out by the Securities and Exchange Commission (SEC) to market makers, broker-dealers, and/or clearinghouses. Blue sheets ask for information ...

The U.S. Securities and Exchange Commission fined two broker-dealers a total of $4.65 million for submitting deficient blue sheet data, according to a news release. St. Louis-based Stifel ...

The U.S. Securities and Exchange Commission is expected to request access to mobile brokerage firm Robinhood’s “blue sheets” in the coming days as part of its review of unprecedented ...

The SEC uses the blue sheet data to carry out its enforcement and regulatory obligations, including investigating insider trading and other fraudulent activity. According to the SEC’s orders ...

The U.S. arm of Credit Suisse Group AG agreed to pay $4.25 million and admitted that it provided deficient customer stock-trading data—commonly referred to as “blue sheet data”—over a two ...